| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2006-07-03 | 2008-09-12 |
| Rep | 证券交易 | 2006-07-03 | 2008-09-12 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2004-07-30 | 2006-06-01 |
| Rep | 证券交易 | 2004-07-30 | 2006-06-01 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2004-07-30 | 2006-06-01 |