| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2019-01-21 | - |
| RO | 就证券提供意见 | 2019-01-21 | - | |
| RO | 证券交易 | 2019-01-21 | - | |
| Rep | 就机构融资提供意见 | 2018-09-19 | 2019-01-21 | |
| Rep | 就证券提供意见 | 2018-09-19 | 2019-01-21 | |
| Rep | 证券交易 | 2018-09-19 | 2019-01-21 | |
| ABCI CAPITAL LIMITED | RO | 就机构融资提供意见 | 2017-11-02 | 2018-08-29 |
| RO | 证券交易 | 2017-11-02 | 2018-08-29 | |
| ABCI Securities Company Limited | RO | 证券交易 | 2017-11-02 | 2018-08-29 |
| ABCI CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2016-05-17 | 2017-11-02 |
| Rep | 证券交易 | 2016-05-17 | 2017-11-02 | |
| ABCI Securities Company Limited | Rep | 证券交易 | 2016-05-17 | 2017-11-02 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2010-09-14 | 2011-04-15 |
| Rep | 就机构融资提供意见 | 2009-04-09 | 2010-09-07 | |
| Rep | 就证券提供意见 | 2009-04-09 | 2010-09-07 | |
| Rep | 就机构融资提供意见 | 2004-07-30 | 2005-02-25 | |
| Rep | 证券交易 | 2004-07-30 | 2011-04-15 |
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