| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BEAR STEARNS ASIA LIMITED | Rep | 就期货合约提供意见 | 2008-08-15 | 2009-11-23 |
| Rep | 就证券提供意见 | 2008-08-15 | 2009-11-23 | |
| Rep | 期货合约交易 | 2008-08-15 | 2009-11-23 | |
| Rep | 证券交易 | 2008-08-15 | 2009-11-23 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2006-01-04 | 2010-04-28 |
| Rep | 期货合约交易 | 2006-01-04 | 2010-04-28 | |
| Rep | 就证券提供意见 | 2004-08-17 | 2010-04-28 | |
| Rep | 证券交易 | 2004-08-17 | 2010-04-28 |