| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CC Finance Limited | Rep | 就机构融资提供意见 | 2006-06-17 | 2007-08-10 |
| Rep | 就证券提供意见 | 2006-06-17 | 2007-08-10 | |
| Rep | 证券交易 | 2006-06-17 | 2007-08-10 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就机构融资提供意见 | 2004-08-17 | 2006-07-07 |
| Rep | 证券交易 | 2004-08-17 | 2006-07-07 |