| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2013-10-21 | 2014-04-16 |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2009-03-20 | 2011-05-24 |
| Rep | 就机构融资提供意见 | 2009-03-13 | 2011-05-24 | |
| Rep | 证券交易 | 2009-03-13 | 2011-05-24 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2006-05-26 | 2008-11-20 |
| Rep | 证券交易 | 2006-05-26 | 2008-11-20 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2006-05-26 | 2008-11-20 |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2004-09-30 | 2006-03-18 |
| Rep | 证券交易 | 2004-09-30 | 2006-03-18 |