| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2006-08-09 | 2006-12-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2006-08-09 | 2006-12-01 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2006-06-30 | 2006-12-01 |
| FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2005-10-21 | 2006-05-12 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2004-09-01 | 2005-10-13 |