| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Vontobel (Hong Kong) Limited | Rep | 就证券提供意见 | 2020-06-18 | 2022-07-08 |
| Rep | 证券交易 | 2020-06-18 | 2022-07-08 | |
| RO | 提供资产管理 | 2019-04-01 | 2020-08-10 | |
| VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED | RO | 提供资产管理 | 2014-07-02 | 2019-05-01 |
| Vontobel (Hong Kong) Limited | Rep | 就证券提供意见 | 2010-02-05 | 2014-07-02 |
| HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED | Rep | 提供资产管理 | 2007-10-09 | 2010-01-01 |
| MACQUARIE CAPITAL LIMITED | Rep | 就证券提供意见 | 2004-09-02 | 2007-06-12 |