| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供自动化交易服务 | 2009-02-20 | 2011-07-29 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2008-08-28 | 2011-07-29 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2008-04-30 | 2011-07-29 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2004-09-13 | 2008-02-26 |
| Rep | 证券交易 | 2004-09-13 | 2008-02-26 |