| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited | Rep | 就证券提供意见 | 2008-08-15 | 2009-03-15 |
| Rep | 证券交易 | 2005-12-01 | 2009-03-15 | |
| LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS) | Rep | 证券交易 | 2004-09-16 | 2008-08-15 |