| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLSA FUTURES LIMITED | Rep | 期货合约交易 | 2013-08-23 | 2014-11-07 |
| CLSA LIMITED | Rep | 证券交易 | 2013-08-23 | 2014-11-07 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-10 | 2010-10-05 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-11-13 | 2010-09-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2006-06-02 | 2010-10-05 |
| KAISER FUTURES LIMITED | Rep | 期货合约交易 | 2004-10-15 | 2005-01-22 |
| KAISER SECURITIES LIMITED | Rep | 证券交易 | 2004-10-15 | 2005-01-22 |