| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2022-03-04 | 2023-01-09 |
| Rep | 证券交易 | 2022-03-04 | 2023-01-09 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2017-02-06 | 2021-04-01 |
| NATIXIS ASIA LIMITED | Rep | 就证券提供意见 | 2014-01-06 | 2016-11-22 |
| Rep | 证券交易 | 2014-01-06 | 2016-11-22 | |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2012-02-17 | 2013-05-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 提供自动化交易服务 | 2010-07-13 | 2011-08-16 |
| Rep | 证券交易 | 2010-07-13 | 2011-08-16 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2004-09-23 | 2006-03-02 |
| Rep | 证券交易 | 2004-09-23 | 2007-07-17 |