| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 就证券提供意见 | 2021-04-09 | - |
| Rep | 期货合约交易 | 2018-10-30 | - | |
| Rep | 证券交易 | 2017-06-26 | - | |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2016-10-03 | 2017-06-25 |
| MUFG Securities Asia Limited | Rep | 证券交易 | 2015-08-24 | 2016-05-19 |
| C F C SECURITIES LIMITED | Rep | 证券交易 | 2004-11-23 | 2005-05-11 |
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