| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2007-11-16 | 2009-10-10 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2007-11-16 | 2009-10-10 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2005-08-18 | 2007-03-26 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2005-03-03 | 2007-03-26 |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2004-10-04 | 2007-03-26 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 期货合约交易 | 2004-10-04 | 2007-03-26 |