| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2026-08-11 | - |
| Pharo Management (HK) Limited | Rep | 提供资产管理 | 2024-01-26 | 2025-11-25 |
| PrideRock Global Investment Management Limited | RO | 就证券提供意见 | 2020-04-29 | 2023-11-30 |
| RO | 提供资产管理 | 2020-04-29 | 2023-11-30 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2017-01-20 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2013-05-31 | 2017-01-20 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2013-05-31 | 2016-10-10 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2013-03-25 | 2013-04-01 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2010-03-10 | 2010-09-22 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2010-03-10 | 2010-09-22 |
| Rep | 期货合约交易 | 2006-01-25 | 2010-09-22 | |
| Morgan Stanley Asia Limited | Rep | 就证券提供意见 | 2005-03-15 | 2006-01-23 |
| Rep | 证券交易 | 2004-11-19 | 2010-09-22 |
已采集记录中暂无金管局登记。