| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Emmanuel Investments Managers Company Limited | Rep | 就证券提供意见 | 2019-08-14 | 2020-03-16 |
| Rep | 提供资产管理 | 2019-08-14 | 2020-03-16 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-03-21 | 2009-06-02 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2007-03-21 | 2007-12-19 |
| DWS Investments Hong Kong Limited | Rep | 就证券提供意见 | 2004-11-17 | 2007-03-05 |
| Rep | 提供资产管理 | 2004-11-17 | 2007-03-05 |