| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| XinKong International Securities Limited | Rep | 就证券提供意见 | 2012-06-11 | 2015-08-31 |
| SIMPLEX CAPITAL ASIA LIMITED | Rep | 就证券提供意见 | 2006-08-04 | 2011-12-31 |
| Funderstone Futures Limited | Rep | 期货合约交易 | 2005-01-03 | 2006-07-01 |
| Funderstone Securities Limited | Rep | 证券交易 | 2005-01-03 | 2006-07-01 |