| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2013-07-09 | 2016-03-12 |
| Rep | 证券交易 | 2012-07-23 | 2016-03-12 | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2011-02-17 | 2011-03-30 |
| Rep | 证券交易 | 2011-02-17 | 2011-03-30 | |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2006-08-04 | 2010-05-12 |
| BLACKROCK (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2005-01-11 | 2006-07-18 |
| Rep | 提供资产管理 | 2004-10-29 | 2006-07-18 | |
| Rep | 证券交易 | 2004-10-29 | 2006-07-18 |