| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ZURICH ADVISORY (HK) LIMITED | Rep | 就证券提供意见 | 2006-08-21 | 2010-06-09 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2006-03-23 | 2006-06-14 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2005-02-16 | 2006-06-14 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2005-01-17 | 2006-06-14 |
| TSE'S SECURITIES LIMITED | Rep | 证券交易 | 2004-12-13 | 2005-01-11 |