| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2012-06-07 | 2013-09-18 |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2006-09-15 | 2007-09-10 |
| Rep | 证券交易 | 2006-09-15 | 2007-09-10 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2004-11-11 | 2006-08-04 |
| Rep | 证券交易 | 2004-11-11 | 2006-08-04 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2004-11-11 | 2006-08-04 |