| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Leading Securities Company Limited | Rep | 提供资产管理 | 2014-02-25 | 2014-02-28 |
| RO | 就证券提供意见 | 2013-02-21 | 2014-02-28 | |
| RO | 证券交易 | 2013-02-21 | 2014-02-28 | |
| QUEST STOCKBROKERS (HK) LIMITED | RO | 证券交易 | 2011-12-16 | 2012-08-01 |
| CHONG HING SECURITIES LIMITED | Rep | 证券交易 | 2005-01-12 | 2009-11-14 |