| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就证券提供意见 | 2007-10-16 | 2007-11-16 |
| Rep | 证券交易 | 2007-10-16 | 2007-11-16 | |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | 期货合约交易 | 2005-01-18 | 2005-12-23 |
| DELTA ASIA SECURITIES LIMITED | Rep | 证券交易 | 2004-12-15 | 2005-12-23 |