| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2020-02-24 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2020-02-24 | - |
| TC Investment Management (Asia) Limited | Rep | 就证券提供意见 | 2017-12-29 | 2019-10-08 |
| Rep | 证券交易 | 2017-12-29 | 2019-10-08 | |
| Sun Life Hong Kong Limited | Rep | 就证券提供意见 | 2005-01-19 | 2006-07-21 |