| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Julius Baer (Hong Kong) Limited | Rep | 证券交易 | 2009-10-21 | 2011-06-13 |
| Rep | 就证券提供意见 | 2009-09-28 | 2011-06-13 | |
| CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2007-11-16 | 2009-08-24 |
| Rep | 就证券提供意见 | 2007-11-16 | 2009-08-24 | |
| Rep | 提供资产管理 | 2007-11-16 | 2009-08-24 | |
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 证券交易 | 2005-02-24 | 2007-10-02 |