| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-11-20 | 2014-06-28 |
| Rep | 证券交易 | 2013-11-20 | 2014-06-28 | |
| T.F.S. Derivatives HK Limited | Rep | 期货合约交易 | 2013-09-05 | 2013-11-06 |
| Rep | 证券交易 | 2013-09-05 | 2013-11-06 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 证券交易 | 2008-11-28 | 2010-01-31 |
| MIRABAUD (ASIA) LIMITED | Rep | 证券交易 | 2006-03-27 | 2008-11-08 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2005-09-13 | 2006-03-18 |
| CHRISTFUND SECURITIES LIMITED | Rep | 证券交易 | 2005-01-06 | 2005-09-06 |