| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ITAU ASIA SECURITIES LIMITED | RO | 证券交易 | 2014-09-18 | 2017-05-04 |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就机构融资提供意见 | 2012-02-03 | 2012-12-11 |
| Rep | 就证券提供意见 | 2012-02-03 | 2012-12-11 | |
| Rep | 证券交易 | 2012-02-03 | 2012-12-11 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2006-06-08 | 2008-03-28 |
| Rep | 就机构融资提供意见 | 2006-06-06 | 2008-03-28 | |
| ROTHSCHILD & CO HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2005-04-27 | 2006-05-12 |
| Rep | 就证券提供意见 | 2005-04-27 | 2006-05-12 |