| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Calibration Partners (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2020-12-09 | - |
| Rep | 就证券提供意见 | 2020-11-13 | - | |
| Alpha Win Capital Limited | Rep | 就证券提供意见 | 2020-04-24 | 2020-09-30 |
| Rep | 证券交易 | 2020-04-24 | 2020-09-30 | |
| BOCOM International (Asia) Limited | RO | 证券交易 | 2015-09-22 | 2019-12-23 |
| BOCOM International Securities Limited | RO | 就证券提供意见 | 2015-09-22 | 2019-12-23 |
| RO | 证券交易 | 2015-09-22 | 2019-12-23 | |
| BOCOM International (Asia) Limited | Rep | 证券交易 | 2015-05-20 | 2015-09-22 |
| Rep | 就机构融资提供意见 | 2015-05-20 | 2019-12-23 | |
| BOCOM International Securities Limited | Rep | 就证券提供意见 | 2015-05-20 | 2015-09-22 |
| Rep | 证券交易 | 2015-05-20 | 2015-09-22 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2005-01-31 | 2011-01-12 |
| Rep | 证券交易 | 2005-01-31 | 2011-01-12 |
已采集记录中暂无金管局登记。