Pong, Joanne Chiu Yan 龐朝恩

证监会中央编号:ALQ969

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Trinity Capital Asia Limited	RO	证券交易	2026-07-23	-
Trinity Financial Group Limited	RO	证券交易	2016-02-16	2019-10-17
Trinity Corporate Finance Limited (VG)	RO	就机构融资提供意见	2016-01-04	-
China Securities (International) Corporate Finance Company Limited	RO	证券交易	2013-11-11	2015-01-29
China Securities (International) Brokerage Company Limited	RO	证券交易	2013-08-29	2015-01-29
China Securities (International) Corporate Finance Company Limited	RO	就机构融资提供意见	2013-08-29	2015-01-29
China Securities (International) Brokerage Company Limited	Rep	证券交易	2013-05-13	2013-08-29
	Rep	就证券提供意见	2013-05-13	2015-01-29
China Securities (International) Corporate Finance Company Limited	Rep	就机构融资提供意见	2013-05-13	2013-08-29
ABCI CAPITAL LIMITED	Rep	就机构融资提供意见	2011-04-04	2011-05-14
	Rep	证券交易	2011-04-04	2011-05-14
ABCI Securities Company Limited	Rep	就机构融资提供意见	2009-07-31	2011-03-24
	Rep	证券交易	2009-07-31	2011-03-24
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	就机构融资提供意见	2009-04-14	2009-07-22
	Rep	证券交易	2009-04-14	2009-07-22
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	就机构融资提供意见	2009-04-14	2009-07-22
	Rep	证券交易	2009-04-14	2009-07-22
MACQUARIE CAPITAL LIMITED	Rep	就机构融资提供意见	2006-07-26	2008-10-15
	Rep	证券交易	2006-07-26	2008-10-15
Macquarie Corporate (Hong Kong) Limited	Rep	就机构融资提供意见	2006-07-26	2008-10-15
DBS ASIA CAPITAL LIMITED	Rep	就机构融资提供意见	2005-01-28	2006-06-23
	Rep	就证券提供意见	2005-01-28	2006-06-23
	Rep	证券交易	2005-01-28	2006-06-23

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

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已采集记录中暂无金管局登记。