| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Segantii Capital Management Limited | RO | 提供资产管理 | 2013-08-26 | 2014-01-31 |
| Rep | 提供资产管理 | 2012-06-22 | 2013-08-26 | |
| FACTORIAL MANAGEMENT LIMITED | RO | 提供资产管理 | 2011-12-30 | 2012-06-05 |
| DEEPHAVEN ASIA LIMITED | RO | 就证券提供意见 | 2008-03-05 | 2009-04-07 |
| RO | 提供资产管理 | 2008-03-05 | 2009-04-07 | |
| Rep | 提供资产管理 | 2006-12-06 | 2008-03-05 | |
| Rep | 就证券提供意见 | 2006-12-04 | 2008-03-05 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2005-11-30 | 2006-08-14 |
| Rep | 证券交易 | 2005-09-21 | 2006-08-14 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2005-01-28 | 2005-04-25 |
| Rep | 证券交易 | 2005-01-28 | 2005-04-25 |