| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Capital Instinct Limited | Rep | 提供资产管理 | 2013-11-18 | 2015-11-06 |
| RAB CAPITAL (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2007-10-02 | 2010-10-20 |
| Rep | 就证券提供意见 | 2007-10-02 | 2010-10-20 | |
| Rep | 提供资产管理 | 2007-10-02 | 2010-10-20 | |
| PI INVESTMENT MANAGEMENT LIMITED | Rep | 就期货合约提供意见 | 2005-05-18 | 2007-09-28 |
| Rep | 就证券提供意见 | 2005-05-18 | 2007-09-28 | |
| Rep | 提供资产管理 | 2005-05-18 | 2007-09-28 | |
| SOFAER GLOBAL RESEARCH (HK) LIMITED | Rep | 就期货合约提供意见 | 2005-03-01 | 2005-05-18 |
| Rep | 就证券提供意见 | 2005-03-01 | 2005-05-18 | |
| Rep | 提供资产管理 | 2005-03-01 | 2005-05-18 |