| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | 提供资产管理 | 2007-12-03 | 2008-04-17 |
| Rep | 就证券提供意见 | 2007-11-05 | 2008-04-17 | |
| Superfund Financial (Hong Kong) Limited | RO | 就证券提供意见 | 2007-03-30 | 2007-10-28 |
| RO | 证券交易 | 2007-03-30 | 2007-10-28 | |
| Rep | 就证券提供意见 | 2005-02-04 | 2007-03-30 | |
| Rep | 证券交易 | 2005-02-04 | 2007-03-30 |