| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited | Rep | 就证券提供意见 | 2016-01-19 | 2016-01-20 |
| Rep | 就证券提供意见 | 2013-11-13 | 2015-12-08 | |
| Rep | 提供资产管理 | 2013-11-13 | 2015-12-08 | |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2007-01-26 | 2007-04-02 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-05-25 | 2007-04-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2005-02-14 | 2007-04-02 |