| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | 就证券提供意见 | 2015-03-11 | 2026-06-25 |
| Rep | 证券交易 | 2015-03-11 | 2026-06-25 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 提供自动化交易服务 | 2007-11-28 | 2010-10-12 |
| Rep | 证券交易 | 2007-11-28 | 2010-10-12 | |
| Rep | 提供自动化交易服务 | 2005-02-15 | 2005-11-05 | |
| Rep | 证券交易 | 2005-02-15 | 2005-11-05 |