| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CWB Hong Kong Limited | Rep | 就证券提供意见 | 2021-07-14 | 2025-04-01 |
| Rep | 提供资产管理 | 2021-07-14 | 2025-04-01 | |
| Rep | 证券交易 | 2021-07-14 | 2025-04-01 | |
| oOo Securities (HK) Group Limited | Rep | 提供资产管理 | 2016-12-05 | 2018-05-31 |
| Rep | 证券交易 | 2016-12-05 | 2018-05-31 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 证券交易 | 2014-12-09 | 2016-10-24 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2005-02-16 | 2005-09-01 |