| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2022-04-08 | 2024-12-31 |
| Rep | 证券交易 | 2022-04-08 | 2024-12-31 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2008-06-24 | 2008-10-27 |
| Rep | 就证券提供意见 | 2008-06-24 | 2008-10-27 | |
| Rep | 期货合约交易 | 2008-06-05 | 2008-10-27 | |
| Rep | 证券交易 | 2008-06-05 | 2008-10-27 | |
| BEAR STEARNS ASIA LIMITED | Rep | 期货合约交易 | 2006-03-07 | 2008-10-27 |
| Rep | 证券交易 | 2006-03-07 | 2008-10-27 | |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2005-02-22 | 2006-02-06 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2005-02-22 | 2006-02-06 |