| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 提供资产管理 | 2010-07-07 | 2011-06-01 |
| Rep | 期货合约交易 | 2008-08-25 | 2011-06-01 | |
| Rep | 证券交易 | 2008-08-25 | 2011-06-01 | |
| KAISER FUTURES LIMITED | Rep | 期货合约交易 | 2006-09-18 | 2007-03-29 |
| KAISER SECURITIES LIMITED | Rep | 证券交易 | 2006-09-18 | 2007-03-29 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2005-03-03 | 2006-07-15 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-03-03 | 2006-07-15 |