| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 证券交易 | 2019-04-04 | - |
| Rep | 证券交易 | 2016-05-24 | 2019-04-04 | |
| CTBC Asia Limited | RO | 就证券提供意见 | 2006-06-16 | 2008-05-10 |
| RO | 证券交易 | 2006-06-16 | 2008-05-10 | |
| Rep | 证券交易 | 2006-02-16 | 2006-06-16 | |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2005-04-25 | 2005-11-15 |