| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2018-02-02 | - |
| RO | 就证券提供意见 | 2018-02-02 | - | |
| CLSA LIMITED | RO | 证券交易 | 2018-02-02 | - |
| RO | 就证券提供意见 | 2018-02-02 | 2021-07-28 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2017-08-01 | 2018-02-02 |
| Rep | 就证券提供意见 | 2017-08-01 | 2018-02-02 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2017-08-01 | 2018-02-02 |
| Rep | 证券交易 | 2017-08-01 | 2018-02-02 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2005-04-07 | 2008-11-21 |
| Rep | 证券交易 | 2005-04-07 | 2008-11-21 |