| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2019-01-28 | 2020-10-21 |
| Rep | 证券交易 | 2019-01-28 | 2020-10-21 | |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2005-06-10 | 2010-10-23 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2005-06-10 | 2010-10-23 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2005-04-27 | 2010-10-23 |