| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2012-12-14 | 2012-12-21 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2012-12-14 | 2012-12-21 |
| Rep | 证券交易 | 2012-12-14 | 2012-12-21 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2012-06-11 | 2012-06-22 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2012-06-11 | 2012-06-22 |
| Rep | 证券交易 | 2012-06-11 | 2012-06-22 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2005-04-25 | 2008-09-13 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2005-04-25 | 2008-09-13 |