Personnel Hong Kong SFC License Details (ID 115896)

Personnel Hong Kong SFC License Details (ID 115896)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
BTIG Hong Kong Limited	Rep	证券交易	2025-06-19	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2018-12-05	2025-05-09
Citigroup Global Markets Asia Limited	Rep	证券交易	2011-09-21	2012-11-15
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2011-09-21	2012-11-15
	Rep	证券交易	2011-09-21	2012-11-15
Credit Agricole Securities (Asia) Limited	Rep	证券交易	2008-08-21	2011-08-08
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	就期货合约提供意见	2007-07-24	2008-06-06
	Rep	就证券提供意见	2007-07-24	2008-06-06
	Rep	期货合约交易	2007-07-24	2008-06-06
	Rep	证券交易	2007-07-24	2008-06-06
JPMorgan Asset Management (Asia Pacific) Limited	Rep	就期货合约提供意见	2007-05-10	2007-06-22
	Rep	就证券提供意见	2007-05-10	2007-06-22
	Rep	提供资产管理	2007-05-10	2007-06-22
	Rep	期货合约交易	2007-05-10	2007-06-22
	Rep	证券交易	2007-05-10	2007-06-22
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	就证券提供意见	2005-05-10	2007-05-01
	Rep	证券交易	2005-05-10	2007-05-01