| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FIRST SECURITIES (HK) LIMITED | Rep | 证券交易 | 2019-01-21 | - |
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2018-12-20 |
| Rep | 证券交易 | 2016-06-01 | 2017-10-02 | |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2016-06-01 | 2017-10-02 |
| Rep | 证券交易 | 2010-12-10 | 2011-04-02 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2005-06-06 | 2011-04-02 |