| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| OPTIVER TRADING HONG KONG LIMITED | Rep | 期货合约交易 | 2015-02-12 | 2019-10-30 |
| Rep | 证券交易 | 2015-02-12 | 2019-10-30 | |
| RBS Asia Futures Limited | RO | 期货合约交易 | 2008-12-11 | 2009-01-14 |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2006-09-07 | 2009-01-14 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2005-06-13 | 2006-03-08 |
| Rep | 证券交易 | 2005-06-13 | 2006-03-08 |