| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | RO | 提供资产管理 | 2025-05-22 | - |
| RO | 期货合约交易 | 2023-02-23 | - | |
| RO | 证券交易 | 2023-02-23 | - | |
| Rep | 期货合约交易 | 2022-12-15 | 2023-02-23 | |
| Rep | 证券交易 | 2022-12-15 | 2023-02-23 | |
| Rep | 提供资产管理 | 2022-12-15 | 2025-05-22 | |
| Credit Suisse (Hong Kong) Limited | RO | 就证券提供意见 | 2017-08-17 | 2022-09-09 |
| RO | 期货合约交易 | 2017-08-17 | 2022-09-09 | |
| RO | 证券交易 | 2017-08-17 | 2022-09-09 | |
| Credit Suisse Securities (Hong Kong) Limited | RO | 提供自动化交易服务 | 2017-08-17 | 2022-09-09 |
| RO | 证券交易 | 2017-08-17 | 2022-09-09 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2017-07-07 | 2017-08-17 |
| Rep | 期货合约交易 | 2017-07-07 | 2017-08-17 | |
| Rep | 证券交易 | 2017-07-07 | 2017-08-17 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2017-07-07 | 2017-08-17 |
| Rep | 证券交易 | 2017-07-07 | 2017-08-17 | |
| DEUTSCHE SECURITIES ASIA LIMITED | RO | 提供自动化交易服务 | 2013-12-27 | 2017-04-23 |
| RO | 期货合约交易 | 2013-12-27 | 2017-04-23 | |
| RO | 证券交易 | 2013-12-27 | 2017-04-23 | |
| Rep | 期货合约交易 | 2013-06-10 | 2013-12-27 | |
| Rep | 证券交易 | 2013-06-10 | 2013-12-27 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 证券交易 | 2005-07-06 | 2007-08-02 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2005-06-14 | 2007-08-02 |
| Rep | 证券交易 | 2005-06-14 | 2007-08-02 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2005-06-14 | 2007-08-02 |
| Rep | 期货合约交易 | 2005-06-14 | 2007-08-02 |
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