| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2009-10-19 | 2010-02-13 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-10-19 | 2010-02-13 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2006-02-03 | 2009-10-10 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2006-02-03 | 2009-10-10 |
| SHUN LOONG FUTURES LIMITED | Rep | 期货合约交易 | 2005-06-17 | 2009-10-10 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2005-06-17 | 2009-10-10 |