| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | RO | 就期货合约提供意见 | 2008-08-21 | 2010-11-09 |
| RO | 期货合约交易 | 2008-07-04 | 2010-11-09 | |
| RO | 就证券提供意见 | 2007-12-21 | 2010-11-09 | |
| RO | 证券交易 | 2007-12-21 | 2010-11-09 | |
| BOCOM International Holdings Company Limited | RO | 证券交易 | 2005-08-22 | 2007-10-25 |