| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Broadway Wealth Management Limited | Rep | 就证券提供意见 | 2008-09-03 | 2009-03-17 |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | 就证券提供意见 | 2007-04-04 | 2008-08-12 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 证券交易 | 2005-07-20 | 2006-10-31 |