| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2007-06-18 | 2010-08-25 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-06-18 | 2010-08-25 |
| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2005-08-12 | 2007-06-11 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 提供资产管理 | 2005-08-12 | 2007-06-11 |
| Rep | 证券交易 | 2005-08-12 | 2007-06-11 |