| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 就机构融资提供意见 | 2018-12-03 | - |
| Rep | 就证券提供意见 | 2018-12-03 | - | |
| Rep | 证券交易 | 2018-12-03 | - | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就机构融资提供意见 | 2012-01-13 | 2018-10-03 |
| Rep | 就证券提供意见 | 2012-01-13 | 2018-10-03 | |
| Rep | 证券交易 | 2012-01-13 | 2018-10-03 | |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2005-07-04 | 2006-09-08 |