Personnel Hong Kong SFC License Details (ID 116252)

Personnel Hong Kong SFC License Details (ID 116252)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Hong Kong Virtual Asset Exchange Limited	RO	提供自动化交易服务	2024-10-03	-
	RO	证券交易	2024-10-03	-
CITIC Futures International Company Limited	Rep	期货合约交易	2015-11-30	2017-08-31
Renaissance Capital (Hong Kong) Limited	Rep	就证券提供意见	2011-05-19	2011-09-26
	Rep	证券交易	2011-05-19	2011-09-26
Newedge Broker Hong Kong Limited	Rep	期货合约交易	2008-09-29	2009-12-14
Newedge Broker Limited	Rep	提供自动化交易服务	2008-09-29	2009-07-31
	Rep	期货合约交易	2008-09-29	2009-07-31
	Rep	证券交易	2008-09-29	2009-07-31
SG Asset Finance (Hong Kong) Limited	Rep	期货合约交易	2008-09-29	2009-12-14
	Rep	证券交易	2008-09-29	2009-12-14
Morgan Stanley Asia Limited	Rep	提供自动化交易服务	2005-08-02	2008-05-22
	Rep	证券交易	2005-08-02	2008-05-22
Morgan Stanley Hong Kong Futures Limited	Rep	提供自动化交易服务	2005-08-02	2008-05-22
	Rep	期货合约交易	2005-08-02	2008-05-22