Ng, Kwong Man 吳光民 Hong Kong SFC License Details (ID 116267)

Ng, Kwong Man 吳光民 Hong Kong SFC License Details (ID 116267)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
BARCLAYS CAPITAL ASIA LIMITED	Rep	期货合约交易	2025-07-10	-
	Rep	证券交易	2025-07-10	-
Credit Suisse (Hong Kong) Limited	Rep	期货合约交易	2017-05-29	2023-01-31
	Rep	证券交易	2017-05-29	2023-01-31
Credit Suisse Securities (Hong Kong) Limited	Rep	提供自动化交易服务	2017-05-29	2019-04-08
	Rep	证券交易	2017-05-29	2023-01-31
Credit Suisse (Hong Kong) Limited	Rep	提供自动化交易服务	2008-11-05	2009-03-31
	Rep	期货合约交易	2008-11-05	2009-03-31
	Rep	证券交易	2008-05-16	2009-03-31
Credit Suisse Futures (Hong Kong) Limited	Rep	提供自动化交易服务	2008-05-16	2008-11-24
	Rep	期货合约交易	2008-05-16	2008-11-24
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2008-05-16	2009-03-31
UBS DERIVATIVES HONG KONG LIMITED	Rep	期货合约交易	2005-07-04	2008-03-15
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2005-07-04	2008-03-15
	Rep	证券交易	2005-07-04	2008-03-15
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2005-07-04	2008-03-15